Risk Management

Innovation in RegTech for Financial Services

Innovation in RegTech for Financial Services

Since the 2008 financial crisis, governments and central banks have introduced a vast array of new regulation for the financial services industry. This has led to the emergence of a new type of FinTech start-up, “RegTech”. RegTech (regulatory technology) refers to either a firm or group of companies that use technology to help businesses comply with regulations […]

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Excel Risk Management: Managing spreadsheet and EUC risk according to financial regulations

Excel Risk Management: Managing spreadsheet and EUC risk according to financial regulations

Over the last decade there has been a wave of regulations and guidelines which have had a significant effect on companies’ Excel risk management of spreadsheets and other end-user computing applications (EUCs). Spreadsheets and EUCs are not the main focus of these regulations, but their implied use in report generation and risk management requires attention. For risk managers the primary concern is; how will […]

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